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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-05-23
AZ RA APPROVED 2017-03-14
TX RA APPROVED_RES 2014-03-03
  • UT RA
    APPROVED
    Since 2023-05-23
  • AZ RA
    APPROVED
    Since 2017-03-14
  • TX RA
    APPROVED_RES
    Since 2014-03-03

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Park City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Scottsdale AZ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Scottsdale, AZ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-02
S65 Uniform Investment Adviser Law Examination 1995-05-12
  • S63 Uniform Securities Agent State Law Examination
    2004-12-02
  • S65 Uniform Investment Adviser Law Examination
    1995-05-12
Other Names
  • Mike Butt
  • Michael Whitney Butt
  • Michael W Butt

View on SEC IAPD

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