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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-22 |
| NM | RA | APPROVED | 2023-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments Distribution Co | Oaks | PA | 02/2008 | 07/2023 |
| Sei Investments | Oaks | PA | 02/2008 | 07/2023 |
| Sei Investments Management Corp | Oaks | PA | 02/2008 | 07/2023 |
| Unemployed/Retired | Santa Fe | NM | 07/2023 | 09/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2023 | Present |
| Cetera Investment Advisers Llc | Santa Fe | NM | 10/2023 | Present |
| Enterprise Bank And Trust | Santa Fe | NM | 10/2023 | 06/2025 |
1. OWNER OF ENCHANTMENT WEALTH MANAGEMENT, LLC; DBA FOR CETERA BUSINESS 2. LEGACY FINANCIAL GROUP, DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-29 |
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