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Gregory Arndt Hicks

Stifel, Nicolaus & Company, Incorporated

Traverse City, MI

Clearwater, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-08-10
FL RA APPROVED 2021-03-31
  • MI RA
    APPROVED
    Since 2026-08-10
  • FL RA
    APPROVED
    Since 2021-03-31

Branch Locations

Traverse City, MI • United States

2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Benjamin F. Edwards & Co. Sarasota FL 05/2016 03/2021
Stifel Nicolaus & Co Inc Clearwater FL 03/2021 Present
  • 05/2016 → 03/2021
    Benjamin F. Edwards & Co.
    Sarasota, FL
  • 03/2021 → Present
    Stifel Nicolaus & Co Inc
    Clearwater, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-09-01
  • S63 Uniform Securities Agent State Law Examination
    1995-09-01

View on SEC IAPD

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