Robert Stewart Vollmer

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2021-06-01
AZ	RA	APPROVED	2021-03-15
TX	RA	APPROVED_RES	2020-11-12

NV RA
APPROVED

Since 2021-06-01
AZ RA
APPROVED

Since 2021-03-15
TX RA
APPROVED_RES

Since 2020-11-12

Branch Locations

Henderson, NV • United States

900 Tom Mix Trail, Prescott, AZ 86301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc	San Diego	CA	11/2003	09/2022
First Allied Advisory Services, Inc.	Chesterfield	MO	05/2012	11/2020
First Allied Advisory Services	Schaumburg	IL	11/2020	11/2020
Cetera Advisors Llc	Henderson	NV	09/2022	Present
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present

11/2003 → 09/2022

First Allied Securities, Inc

San Diego, CA
05/2012 → 11/2020

First Allied Advisory Services, Inc.

Chesterfield, MO
11/2020 → 11/2020

First Allied Advisory Services

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Henderson, NV
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2012-06-11 → 2020-11-12

First Allied Advisory Services, Inc.

Lake Forest, CA

Prescott, AZ
2003-11-13 → 2012-07-02

First Allied Securities, Inc.

Prescott, AZ

Prescott, AZ

Henderson, NV

Newport Beach, CA

Other Businesses

1. ROBERT VOLLMER - INSURANCE(CMG OF CA); INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 02/17/2012. 2. NAME OF OTHER BUSINESS: ROBERT S VOLLMER LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC FOR TAX REPORTING; START DATE: 10/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CORPORATION SET UP FOR TAX REPORTING PURPOSES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-31
S63	Uniform Securities Agent State Law Examination	1996-01-26

S65 Uniform Investment Adviser Law Examination

2001-03-31
S63 Uniform Securities Agent State Law Examination

1996-01-26

Other Names

Robert Stewart Vollmer

View on SEC IAPD