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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-22 |
| CA | RA | APPROVED | 2013-03-18 |
Branch Locations
200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Westlake Village | CA | 03/2013 | Present |
JAMES DRYDEN PHOTOGRAPHY, NOT INV RELATED, OAK PARK, CA, 100% OWNERSHIP, START 1/1/2012, 10 HOURS PER MONTH, ZERO DURING TRADING, PHOTOGRAPHER.| DEERHILL CAPITAL MANAGEMENT, INC, INV RELATED, WESTLAKE VILLAGE, CA, 100% OWNERSHIP, START 3/1/2013, 10 HRS PER MONTH, 1 HR DURING TRADING, FINET PRACTICE.| DRYDEN FAMILY TRUST; INV RELATED; CALIFORNIA; CO-TRUSTEE; START DATE 07/10/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADHING HOURS | WESTLAKE PRIVATE WEALTH MANAGEMENT LP; INV RELATED; WESTLAKE VILLAGE,CA; FINANCIAL ADVISORY;14% OWNERSHIP; START DATE: 01/15/2025; 10 HRS PER MONTH; 10 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-22 |
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