Linda Louise Lee

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2009-06-22

NM RA
APPROVED

Since 2009-06-22

Branch Locations

6301 Indian School Rd. Ne Ste 900, Albuquerque, NM 87110 • United States

6440 Gibson Blvd Se Kirtland Financial Services, Albuquerque, NM 87108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kirtland Federal Credit Union	Albuquerque	NM	07/2006	Present
Lpl Financial	Charlotte	NC	06/2009	Present

07/2006 → Present

Kirtland Federal Credit Union

Albuquerque, NM
06/2009 → Present

Lpl Financial

Charlotte, NC

Previous Registrations

2006-12-13 → 2009-06-17

Cuna Brokerage Services, Inc.

Albuquerque, NM

Other Businesses

1) 05/27/2009 - DBA - KIRTLAND FINANCIAL SERVICES 2) 04/02/2025 - TerraVista Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - Albuquerque, NM - Start Date:04/01/2025 - 80 Hrs/Mth - 80 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-12
S63	Uniform Securities Agent State Law Examination	1990-04-12

S66 Uniform Combined State Law Examination

2006-12-12
S63 Uniform Securities Agent State Law Examination

1990-04-12

Other Names

Linda Louise Swanson
Linda Louise Swanson

View on SEC IAPD