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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-06-29
CT RA APPROVED 2009-06-17
  • FL RA
    APPROVED
    Since 2009-06-29
  • CT RA
    APPROVED
    Since 2009-06-17

Branch Locations

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2009 Present
Previous Registrations
  • 2003-04-29 → 2009-06-24
    Tower Square Securities, Inc.
    Farmington, CT
    Lutz, FL
    Farmington, CT
    Lutz, FL
Other Businesses

1.PARSONS FINANCIAL MANAGEMENT LLC, 1630 Shuckers Point, PARSONS FINANCIAL MANAGEMENT L, Vero Beach FL 32963-3181, United States, 9/01/1987, Agent, Insurance/Benefits/Human Resources, INV REL - 4/MO - 4/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 2/TRADING. 06/17/09

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-11-10
  • S63 Uniform Securities Agent State Law Examination
    1987-11-10

View on SEC IAPD

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