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James Kieffer

Rational Frontier Advisors, LLC

Nashua, NH

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Current Employers
Rational Frontier Advisors, Llc

Nashua, NH • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2008-09-29
  • NH RA
    APPROVED
    Since 2008-09-29

Branch Locations

Nashua, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rational Frontier Advisors, Llc Nashua NH 04/2008 Present
Proforma Financial Group, Inc. Nashua NH 11/1981 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-31
  • S65 Uniform Investment Adviser Law Examination
    2008-05-31

View on SEC IAPD

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