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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-21
TX RA APPROVED_RES 2017-04-11
IL RA APPROVED 2008-05-01
  • FL RA
    APPROVED
    Since 2018-08-21
  • TX RA
    APPROVED_RES
    Since 2017-04-11
  • IL RA
    APPROVED
    Since 2008-05-01

Branch Locations

La Grange Park, IL • United States

227 West Monroe Street, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Chicago IL 05/2008 Present
  • 05/2008 → Present
    Robert W Baird & Co
    Chicago, IL
Previous Registrations
  • 2006-01-27 → 2008-05-02
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-26
S63 Uniform Securities Agent State Law Examination 1989-08-29
  • S65 Uniform Investment Adviser Law Examination
    2006-01-26
  • S63 Uniform Securities Agent State Law Examination
    1989-08-29

View on SEC IAPD

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