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Current Employers
Basile Financial Group, Inc.

36410 Us Highway 19 N, Palm Harbor, FL 34684 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-09
FL RA APPROVED 2025-12-09
NY RA APPROVED 2021-02-23
  • CO RA
    APPROVED
    Since 2025-12-09
  • FL RA
    APPROVED
    Since 2025-12-09
  • NY RA
    APPROVED
    Since 2021-02-23

Branch Locations

Palm Harbor, FL • United States

36410 Us Highway 19 N, Palm Harbor, FL 34684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Dba Basile Wealth Management, Inc Clearwater FL 06/1997 03/2018
Lpl Financial Llc Dba Basile Wealth Management, Inc. Clearwater FL 05/2008 03/2018
Basile Financial Group, Inc Clearwater FL 03/2018 Present
Basile Financial Group, Inc Clearwater FL 07/2017 Present
Business Financial Solutions, Inc Clearwater FL 03/2013 Present
Red Hook Business Park, Inc Clearwater FL 06/1994 Present
Sole Proprietor Clearwater FL 09/2005 Present
Basile Cpa Firm, Inc. Palm Harbor FL 01/2021 Present
  • 06/1997 → 03/2018
    Lpl Financial, Llc Dba Basile Wealth Management, Inc
    Clearwater, FL
  • 05/2008 → 03/2018
    Lpl Financial Llc Dba Basile Wealth Management, Inc.
    Clearwater, FL
  • 03/2018 → Present
    Clearwater, FL
  • 07/2017 → Present
    Clearwater, FL
  • 03/2013 → Present
    Business Financial Solutions, Inc
    Clearwater, FL
  • 06/1994 → Present
    Red Hook Business Park, Inc
    Clearwater, FL
  • 09/2005 → Present
    Sole Proprietor
    Clearwater, FL
  • 01/2021 → Present
    Basile Cpa Firm, Inc.
    Palm Harbor, FL
Previous Registrations
Other Businesses

1. 06/1994: Red Hook Business Park, Inc - Non-Investment Related - Clearwater, FL - Treasurer - Time Spent 5% - Strip mall about 15 rental units no renters are customers or advisors of RIA. 2. 3/1/2013: Business Financial Solutions, Inc. - CPA/Bookkeeper/Tax Preparer - Time Spent 20% - Accounting, Tax Prep, & perform controller functions for companies. 3. 09/2005: Sole Proprietor; Investment Related - Clearwater, FL - Real Estate Rental - 2 Hours Per Month/0 Hours During Securities Trading. 4. 01/2021: Basile CPA Firm, Inc.- Investment Related - President/CPA- Time Spent 30%- Accounting, Tax Prep, & perform controller functions for companies.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-20
  • S63 Uniform Securities Agent State Law Examination
    1987-08-20
Designations

View on SEC IAPD

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