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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-24 |
| NC | RA | APPROVED | 2008-04-16 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
4000 Westchase Blvd Suite 400, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Charlotte | NC | 06/1989 | Present |
| Mml Investors Services, Llc | Charlotte | NC | 08/1989 | Present |
| Mutual Group Benefits | Charlotte | NC | 01/2007 | Present |
(1) NAME: MUTUAL GROUP BENEFITS LLC INV REL: Y ADD: 4350 CONGRESS STREET, SUITE 300, CHARLOTTE, NC 28209 NATURE: GROUP LIFE/HEALTH POSITION: OWNER START DATE: 1/1/2013 NO HRS/MO: 2 NO HRS/MO TRAD TIME: 2. (2) NAME: FLANAGAN HOLDINGS, LCC INV REL: Y ADD: 608 BELLE MEADE CT, WAXHAW, NC 28173 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 5/1/2016 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0. (3) NAME: HFWC, LLC INV REL: Y ADD: 1015 ASHES DRIVE, SUITE 200, WILMINGTON, NC 28405 NATURE: REAL ESTATE POSITION: OWNER START DATE: 5/1/2016 NO HRS/MO: 4 NO HRS/MO TRADING TIME: 4. (4) NAME: FLANAGAN FINANCIAL GROUP LLC INV REL: Y ADD: 4350 CONGRESS ST., SUITE 300, CHARLOTTE NC, 28217 NATURE: BUSINESS ENTITY FOR AGENCY POSITION: CEO START DATE: 09/08/2008 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 160 DUTIES: THIS IS THE BUSINESS ENTITY IN WHICH THE AGENCY, THE PELORA GROUP, OPERATES UNDER. (5) NAME: FLANAGAN ASSET MANAGEMENT, LLC INV REL: Y ADD: RESIDENTIAL NATURE: HOLDING COMPANY FOR INVESTMENT ACCOUNTS POSITION: OWNER START DATE: 04/22/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: HOLDING COMPANY FOR PERSONAL INVESTMENTS, SET UP FOR ASSET PROTECTION. (6) NAME: FLANAGAN PROPERTIES, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: REAL ESTATE INVESTMENTS POSITION: OWNER START DATE: 02/02/2016 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: MANAGED BY WIFE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-18 |
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