Glenn Allan Andrade

Current Employers

Afs Investments

200 N Broadway Ave, Suite E, Turlock, CA 95380 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-24
CA	RA	APPROVED	2012-07-17

TX RA
APPROVED_RES

Since 2024-09-24
CA RA
APPROVED

Since 2012-07-17

Branch Locations

Turlock, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mutual Securities Inc	Camarillo	CA	04/2011	12/2021
Afs Investments	Turlock	CA	07/2012	Present

04/2011 → 12/2021

Mutual Securities Inc

Camarillo, CA
07/2012 → Present

Afs Investments

Turlock, CA

Previous Registrations

2013-07-01 → 2016-05-23

Mutual Advisors, Llc

Orangevale, CA
2011-12-15 → 2013-07-08

Mutual Securities, Inc.

Westlake Village, CA

Orangevale, CA

Orangevale, CA
2010-11-12 → 2013-01-31

Capital Wealth Planners, Llc

Folsom, CA
2001-06-21 → 2011-03-31

Kestra Investment Services, Llc

Sacramento, CA

Folsom, CA

Orangevale, CA

Sacramento, CA
2005-05-31 → 2006-11-09

Wealth Design Group

Sacramento, CA

Other Businesses

1. ANDRADE FINANCIAL SERVICES (AFS)INVESTMENTS, CORPORATION, START: 06/30/12, 1409 LaSalle Drive, Turlock,CA 95382, RIA, OWNER/PRESIDENT/PRINCIPAL AND INVESTMENT ADVISER, INVESTMENT RELATED, 200+ HOURS PER MONTH, 9-10 HOURS PER DAY DURING TRADING HOURS. 2. Life Insurance Sales, Start Date: 03/04/2011, 1409 LaSalle Drive, Turlock,CA 95382, Individual, Agent-Life Insurance Sales, Licensed Insurance Agent (CA Life Insurance #0A84235), Sale and servicing of life insurance polices sold to individuals, through appointments with various Life Insurance companies, Investment Related, 1 Hour per month, 0 Hours per day during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-15
S63	Uniform Securities Agent State Law Examination	1987-09-11

S65 Uniform Investment Adviser Law Examination

1997-04-15
S63 Uniform Securities Agent State Law Examination

1987-09-11

View on SEC IAPD