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Colleen Patricia Sorrentino

Kelleher Financial Advisors, LLC

New York, NY

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Current Employers
Kelleher Financial Advisors, Llc

100 Wall Street Suite 1501, New York, NY 10005 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-02
MO RA APPROVED 2026-02-20
AZ RA APPROVED 2026-01-14
PA RA APPROVED 2026-01-08
VA RA APPROVED 2026-01-06
CA RA APPROVED 2026-01-05
NY RA APPROVED 2022-08-30
TX RA APPROVED_RES 2022-08-30
NJ RA APPROVED 2003-10-14
  • FL RA
    APPROVED
    Since 2026-04-02
  • MO RA
    APPROVED
    Since 2026-02-20
  • AZ RA
    APPROVED
    Since 2026-01-14
  • PA RA
    APPROVED
    Since 2026-01-08
  • VA RA
    APPROVED
    Since 2026-01-06
  • CA RA
    APPROVED
    Since 2026-01-05
  • NY RA
    APPROVED
    Since 2022-08-30
  • TX RA
    APPROVED_RES
    Since 2022-08-30
  • NJ RA
    APPROVED
    Since 2003-10-14

Branch Locations

100 Wall Street, Suite 804, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wall Street Access New York NY 06/1987 Present
Kelleher Financial Advisors, Llc New York NY 02/2003 Present
Previous Registrations
  • 1995-03-24 → 2003-06-30
    Ss&C Market Services, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-18
S63 Uniform Securities Agent State Law Examination 1992-09-02
  • S65 Uniform Investment Adviser Law Examination
    1995-01-18
  • S63 Uniform Securities Agent State Law Examination
    1992-09-02
Designations
Other Names
  • Colleen Patricia Kelleher

View on SEC IAPD

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