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Paul Moody Embree

Embree Financial Group

Chicago, IL

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Current Employers
Embree Financial Group

440 N Wells St Suite 530, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2000-01-24
  • IL RA
    APPROVED
    Since 2000-01-24

Branch Locations

440 N. Wells St. Suite #530, Chicago, IL 60610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moody Investment Advisors, Inc Chicago IL 09/1994 Present
Waterstone Financial Group Itsaca IL 10/2002 Present
Lpl Financial Corporation Chicago IL 09/2009 Present
  • 09/1994 → Present
    Moody Investment Advisors, Inc
    Chicago, IL
  • 10/2002 → Present
    Waterstone Financial Group
    Itsaca, IL
  • 09/2009 → Present
    Lpl Financial Corporation
    Chicago, IL
Previous Registrations
  • 1998-08-04 → 2003-12-31
    Plowshares Asset Management, L.L.C.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-31
S63 Uniform Securities Agent State Law Examination 1988-02-24
  • S65 Uniform Investment Adviser Law Examination
    1998-07-31
  • S63 Uniform Securities Agent State Law Examination
    1988-02-24
Other Names
  • Paul Embree

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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