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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-18
ID RA APPROVED 1991-07-31
  • TX RA
    APPROVED_RES
    Since 2014-02-18
  • ID RA
    APPROVED
    Since 1991-07-31

Branch Locations

4189 Pole Line Rd, Pocatello, ID 83202 • United States

Pocatello, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pocatello ID 09/2005 03/2020
Ameriprise Financial Services, Llc Pocatello ID 03/2020 Present
Other Businesses

Business Ownership; GSO HOLDINGS LLC; Facilitating annual meeting; Holding company for property and loan for building; 4189 Pole Line, , Pocatello, ID, 83202; Not Investment-Related; 06/21/2021; 1 to 9 hours per month; 0 during trading hours / Juniper 203 LLC; Co-owner; Real Estate; 5183 Daisy Lane, , Pocatello, ID, 83204; Not Investment-Related; 03/21/2024; 0 hours per month; 0 during trading hours / DRAGKAT LLC; Co-owner; Real Estate; 5183 Daisy Lane, , Pocatello, ID, 83204; Not Investment-Related; 03/21/2024; 0 hours per month; 0 during trading hours / RAGG, LLC; I am a partner in this partnership.; Manage Ameriprise Business; 4189 Pole Line Rd. , , Pocatello, ID, 83202; Investment-Related; 04/12/2011; 0 hours per month; 0 during trading hours / Spartan Portneuf LLC; Inherited business member; Property Ownership; 160 Beryl Court, , Hercules, CA, 94547; Not Investment-Related; 07/31/2018; 0 hours per month; 0 during trading hours. Board of Directors; Pocatello Sports Committee; member; P.O. Box 1044Pocatello, Idaho 83204, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-06
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S65 Uniform Investment Adviser Law Examination
    1992-10-06
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07

View on SEC IAPD

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