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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-11 |
| NY | RA | APPROVED | 2023-10-20 |
| TX | RA | APPROVED_RES | 2023-10-20 |
Branch Locations
Vero Beach, FL • United States
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Cold Spring Harbor, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2015 | 10/2023 |
| Rbc Capital Markets, Llc | New York | NY | 10/2023 | Present |
(1) NAME OF ENTITY: TLC243 ADDRESS: TLC243 - 1155 Winding Oaks Circle East, #104 Vero Beach Florida 32963 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 10/09/2025 CAPACITY: Owner DUTIES: I own the condo HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-28 |
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