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Timothy John Herrera

Janney Montgomery Scott LLC

Radnor, PA

Philadelphia, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2008-03-25
  • PA RA
    APPROVED
    Since 2008-03-25

Branch Locations

150 Radnor-Chester Road Suite B-100, Radnor, PA 19087 • United States

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 10/2007 03/2020
Janney Montgomery Scott Llc Philadelphia PA 03/2020 07/2021
Janney Montgomery Scott Llc Radnor PA 07/2021 08/2023
Janney Montgomery Scott Llc Radnor PA 08/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-24
S63 Uniform Securities Agent State Law Examination 1987-08-20
  • S66 Uniform Combined State Law Examination
    2008-03-24
  • S63 Uniform Securities Agent State Law Examination
    1987-08-20

View on SEC IAPD

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Other Offices

NORDWAND ADVISORS · RADNOR, PA
MCADAM LLC · RADNOR, PA
ALTERRA IOS MANAGER, LLC · RADNOR, PA
LINCOLN FINANCIAL INVESTMENTS CORPORATION · RADNOR, PA
WICK CAPITAL PARTNERS, LLC · WAYNE, PA
NORDWAND INVESTMENTS, LLC · RADNOR, PA
V3LIMITED LLC · RADNOR, PA
PRESILIUM PRIVATE WEALTH, LLC · RADNOR, PA

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