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Alexander Michael Mancini

Win Investing LLC

Swarthmore, PA

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Current Employers
Win Investing Llc

Swarthmore, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-06
  • PA RA
    APPROVED
    Since 2016-09-06

Branch Locations

Swarthmore, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Wilmington DE 03/2009 09/2016
Win Investing Llc Swarthmore PA 09/2016 Present
  • 03/2009 → 09/2016
    Rbc Capital Markets Corporation
    Wilmington, DE
  • 09/2016 → Present
    Win Investing Llc
    Swarthmore, PA
Previous Registrations
  • 2009-03-13 → 2016-09-13
    Rbc Capital Markets, Llc
    Wilmington, DE
    Wayne, PA
    Conshohocken, PA
  • 2002-11-22 → 2009-03-13
    Ferris, Baker Watts, Llc
    Huntington, WV
    Wilmington, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-10
S63 Uniform Securities Agent State Law Examination 1987-08-25
  • S65 Uniform Investment Adviser Law Examination
    1994-02-10
  • S63 Uniform Securities Agent State Law Examination
    1987-08-25
Other Names
  • Michael Mancini
  • Mike Mancini
  • Boomer Mancini

View on SEC IAPD

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