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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED_RES | 2014-04-10 |
| FL | RA | APPROVED | 2013-03-01 |
Branch Locations
2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States
Franklin, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Clearwater | FL | 02/2013 | Present |
1. mark a smith aircraft sales; 4381 S Blue Water Pt Homosassa, FL 34448; sale of aircraft; president; aircraft sales; 06/11/2003; 10hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-10-07 |
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