David Anderson Alford

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-05-18

TX RA
APPROVED

Since 2020-05-18

Branch Locations

5844 John Hickman Pkwy Suite 220, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)	Plano	TX	02/2012	05/2020
Bank Of America, N.A.	Plano	TX	03/2012	05/2020
Raymond James & Associates Inc	Prosper	TX	05/2020	Present

02/2012 → 05/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)

Plano, TX
03/2012 → 05/2020

Bank Of America, N.A.

Plano, TX
05/2020 → Present

Raymond James & Associates Inc

Prosper, TX

Previous Registrations

2012-02-16 → 2020-05-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
2008-06-25 → 2012-03-16

Ubs Financial Services Inc.

Plano, TX
1993-07-31 → 2008-07-07

Citigroup Global Markets Inc.

Dallas, TX

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-30
S63	Uniform Securities Agent State Law Examination	1987-08-18

S65 Uniform Investment Adviser Law Examination

1996-08-30
S63 Uniform Securities Agent State Law Examination

1987-08-18