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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-07
ME RA APPROVED 2023-09-01
MN RA APPROVED 2023-09-01
  • TX RA
    APPROVED
    Since 2025-11-07
  • ME RA
    APPROVED
    Since 2023-09-01
  • MN RA
    APPROVED
    Since 2023-09-01

Branch Locations

8500 Normandale Lake Blvd Suite 620, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Acumen Financial Advisors, Llc Bloomington MN 10/1995 Present
Osaic Wealth, Inc. Bloomington MN 09/2023 Present
Previous Registrations
Other Businesses

1. RYAN FINANCIAL CONSULTING, LLC. LLC POSITION: Owner NATURE: Limited Liability Company^Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2022 ADDRESS: Ryan Financial Consulting, LLC, 8500 Normandale Lake Blvd #620, Bloomington MN 55437, United States DESCRIPTION: Entity for payroll and taxes 2. RYAN FINANCIAL CONSULTING, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/22/2022 ADDRESS: 8500 Normandale Lake Blvd #620, Bloomington MN 55437, United States DESCRIPTION: As a financial advisor I assess a clients needs and implement the products that best fits their needs. 3. SELF POSITION: son NATURE: Self INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2022 ADDRESS: 8500 Normandale Lake Blvd, 920, Bloomington MN 55437, United States DESCRIPTION: My Mother has asked me to act as her administrator and personal representative of her estate. She is still living so I am not doing anything at this time but will be asked to help settle her estate when she dies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-29
S63 Uniform Securities Agent State Law Examination 1987-08-20
  • S65 Uniform Investment Adviser Law Examination
    1998-09-29
  • S63 Uniform Securities Agent State Law Examination
    1987-08-20
Designations

View on SEC IAPD

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