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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED | 2023-01-03 |
| WA | RA | APPROVED | 2023-01-03 |
Branch Locations
10 South Riverside Plaza, Chicago, IL 60606 • United States
Medinah, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Chicago | IL | 09/2015 | 02/2020 |
| E*Trade Capital Management Llc | Chicago | IL | 09/2015 | 02/2020 |
| E*Trade Securities Llc | Chicago | IL | 02/2020 | Present |
| E*Trade Capital Management Llc | Chicago | IL | 02/2020 | Present |
| Morgan Stanley | Chicago | IL | 01/2023 | Present |
| Morgan Stanley | Chicago | IL | 09/2023 | Present |
*454199 - Power of Attorney; Investment related: Yes; Norridge, Illinois; 05/2023; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-28 |
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