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Gianluca Sumberac

Rockefeller Financial LLC

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-02-06
TX RA APPROVED 2026-02-06
  • GA RA
    APPROVED
    Since 2026-02-06
  • TX RA
    APPROVED
    Since 2026-02-06

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 09/2014 10/2017
E*Trade Securities Llc Alpharetta GA 10/2017 02/2020
E*Trade Capital Management Llc Alpharetta GA 09/2014 09/2021
E*Trade Securities Llc Alpharetta GA 03/2022 09/2023
Unemployed Alpharetta GA 09/2021 03/2022
Morgan Stanley Alpharetta GA 03/2023 03/2024
Morgan Stanley Alpharetta GA 09/2023 03/2024
Morgan Stanley Atlanta GA 12/2024 10/2025
Unemployed Alpharetta GA 03/2024 12/2024
Rockefeller Financial Llc Atlanta GA 02/2026 Present
Unemployed Alpharetta GA 10/2025 02/2026
  • 09/2014 → 10/2017
    E*Trade Securities Llc
    Alpharetta, GA
  • 10/2017 → 02/2020
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2014 → 09/2021
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 03/2022 → 09/2023
    E*Trade Securities Llc
    Alpharetta, GA
  • 09/2021 → 03/2022
    Unemployed
    Alpharetta, GA
  • 03/2023 → 03/2024
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → 03/2024
    Morgan Stanley
    Alpharetta, GA
  • 12/2024 → 10/2025
    Morgan Stanley
    Atlanta, GA
  • 03/2024 → 12/2024
    Unemployed
    Alpharetta, GA
  • 02/2026 → Present
    Rockefeller Financial Llc
    Atlanta, GA
  • 10/2025 → 02/2026
    Unemployed
    Alpharetta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-10
S63 Uniform Securities Agent State Law Examination 2006-09-12
  • S65 Uniform Investment Adviser Law Examination
    2025-03-10
  • S63 Uniform Securities Agent State Law Examination
    2006-09-12

View on SEC IAPD

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