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50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-03-05 |
| TX | RA | APPROVED_RES | 2023-08-17 |
| RI | RA | APPROVED | 2023-01-17 |
| VT | RA | APPROVED | 2023-01-17 |
| CA | RA | APPROVED | 2021-07-12 |
| FL | RA | APPROVED | 2020-11-04 |
| NH | RA | APPROVED | 2020-09-23 |
| NC | RA | APPROVED | 2018-11-05 |
| AZ | RA | APPROVED | 2018-09-24 |
| ME | RA | APPROVED | 2018-09-21 |
| CT | RA | APPROVED | 2018-07-24 |
| MA | RA | APPROVED | 2018-07-17 |
Branch Locations
166 N. Main Street Suite 7A, Andover, MA 01810 • United States
50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Windsor | CT | 03/2012 | 07/2018 |
| Westminster Financial Securities | Dayton | OH | 07/2018 | Present |
1)THOMAS LABRIE, 100 NORTHFIELD DRIVE, WINDSOR, CT CATEGORY: INSURANCE INVESTMENT- RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, LIFE SETTLEMENTS AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE: 3/2012 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-16 |
| S66 | Uniform Combined State Law Examination | 2001-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-17 |
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