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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-02 |
| NJ | RA | APPROVED | 2025-08-28 |
Branch Locations
227 Ridgewood Ave, Glen Ridge, NJ 07028 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rf Lafferty & Co Inc | New York | NY | 10/2015 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2018 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Parsippany | NJ | 07/2025 | Present |
| Bank Of America, N.A. | New York | NY | 03/2021 | 07/2025 |
| Unemployed | Wyckoff | NJ | 08/2017 | 01/2018 |
| Bank Of America, N.A. | Parsippany | NJ | 08/2025 | Present |
I*446536: Entity Type: For Profit/Corporation Name of OBA: Bandu Online Inc Address: New York, NY 10024 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/12/2016 No Hours: 0 hours yearly No Hours during trading: 0 Duties: To sell various consumer goods online direct to consumer. This business has been shuttered for years. None. The business is dormant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 2018-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-29 |
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