James Spottswood Gibson

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-13
PA	RA	APPROVED	2009-08-13

TX RA
APPROVED_RES

Since 2025-01-13
PA RA
APPROVED

Since 2009-08-13

Branch Locations

2101 Oregon Pike, Lancaster, PA 17601-4604 • United States

Leola, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Lancaster	PA	08/2009	Present

08/2009 → Present

Rbc Capital Markets, Llc

Lancaster, PA

Previous Registrations

1991-01-17 → 2009-08-12

Wells Fargo Clearing Services, Llc

Lancaster, PA

Lancaster, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-08
S63	Uniform Securities Agent State Law Examination	1987-08-19

S65 Uniform Investment Adviser Law Examination

2001-05-08
S63 Uniform Securities Agent State Law Examination

1987-08-19

Other Names

Bo Gibson
James S Gibson

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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