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Sheila J Golden

Rbc Capital Markets, LLC

Boston, MA

Quincy, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-05-15
TX RA APPROVED 2017-05-15
  • CT RA
    APPROVED
    Since 2017-05-15
  • TX RA
    APPROVED
    Since 2017-05-15

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Quincy, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Boston MA 03/2008 05/2017
Morgan Stanley Smith Barney Boston MA 06/2009 05/2017
Rbc Capital Markets, Llc Boston MA 05/2017 Present
  • 03/2008 → 05/2017
    Morgan Stanley & Co., Incorporated
    Boston, MA
  • 06/2009 → 05/2017
    Morgan Stanley Smith Barney
    Boston, MA
  • 05/2017 → Present
    Rbc Capital Markets, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-29
S63 Uniform Securities Agent State Law Examination 1990-06-12
  • S66 Uniform Combined State Law Examination
    2009-06-29
  • S63 Uniform Securities Agent State Law Examination
    1990-06-12
Other Names
  • Sheila Jean Golden
  • Sheila Golden

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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