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292 Main Street Suite 32, Great Barrington, MA 01230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-24 |
| TX | RA | APPROVED_RES | 2024-03-20 |
| NY | RA | APPROVED | 2023-02-19 |
| MA | RA | APPROVED | 2020-03-23 |
Branch Locations
600 Mamaroneck Ave Ste 400, Harrison, NY 10528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockingstone Advisors Llc | Larchmont | NY | 01/2009 | Present |
Business: Wake Forest College Board of Visitors, 1 hour per month. Investment Related: No Address: Wake Forest University, Winston-Salem, NC 27109 Nature of business: University Position: Board Member Start Date: 5/21 Hours: 1 hour per month Business: Bonnie Briar Country Club Investment Related: No Address: 808 Weaver Street, Larchmont, NY 10538 Nature of business: Country Club Position: Board Member, Executive Committee and Treasurer Start Date: 5/22 Hours: 5 hours per month Business: Seasage Properties LLC Investment Related: Yes Address: 414 Seasage Drive, Delray Beach, FL 33483 Nature of business: real estate investment Position: Member Start Date: 4/18 Hours: 2 hours per month Business: Balmoral Unit 4 LLC Investment Related: Yes Address: 414 Seasage Drive, Delray Beach, FL 33483 Nature of business: real estate investment Position: Member Start Date: 6/21 Hours: 0.5 hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-30 |
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