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Edwin Anthony Barretto

Delta Investment Management, LLC

San Francisco, CA

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Current Employers
Delta Investment Management, Llc

708 Montgomery Street, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-07
  • CA RA
    APPROVED
    Since 2019-03-07

Branch Locations

708 Montgomery Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Btig, Llc San Francisco CA 02/2007 11/2016
Stifel Nicolaus & Co Inc San Francisco CA 11/2016 02/2019
Delta Investment Management, Llc San Francisco CA 03/2019 Present
  • 02/2007 → 11/2016
    Btig, Llc
    San Francisco, CA
  • 11/2016 → 02/2019
    Stifel Nicolaus & Co Inc
    San Francisco, CA
  • 03/2019 → Present
    Delta Investment Management, Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-10-10
  • S63 Uniform Securities Agent State Law Examination
    1989-10-10
Other Names
  • Eddie Barretto

View on SEC IAPD

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RBC SECURITIES, INC · SAN FRANCISCO, CA
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