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Elk Grove, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
Registrant is also a Real Estate Licensee. Licensee is not employed by a supervising broker. Therefore, no compensation/ consideration is or can be received. Registrant is also an Insurance Licensee. Licensee is not appointed by any insurer as an agent, broker or solicitor. Therefore, no compensation/consideration is or can be received.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-02 |
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