Steven Benny Restifo

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2009-03-17

GA RA
APPROVED

Since 2009-03-17

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Atlanta	GA	03/2009	Present

03/2009 → Present

Oppenheimer & Co. Inc.

Atlanta, GA

Previous Registrations

2007-08-24 → 2009-03-16

Stanford Group Company

Atlanta, GA
2004-10-07 → 2007-08-24

Oppenheimer & Co. Inc.

Savannah, GA

Atlanta, GA

Atlanta, GA

Other Businesses

OWNER OF HEMP ENERGY, NON INVESTMENT RELATED. SPEND 3 HOURS A MONTH ON WEEKENDS. NONE DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-02-19
S63	Uniform Securities Agent State Law Examination	1988-12-20

S65 Uniform Investment Adviser Law Examination

2002-02-19
S63 Uniform Securities Agent State Law Examination

1988-12-20

Other Names

Steven Barry Restifo
Steve Restifo
Steven Benny Restifo
Steven Barry Restifo

View on SEC IAPD