Roger Dale Taylor

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney	Houston	TX	03/2012	11/2020
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2020
Waddell & Reed, Inc.	The Woodlands	TX	11/2020	07/2021
Various Insurance Carriers For W&R Insurance Agencies	The Woodlands	TX	11/2020	07/2021
Lpl Financial Llc	The Woodlands	TX	07/2021	Present

03/2012 → 11/2020

Morgan Stanley Smith Barney

Houston, TX
01/2015 → 11/2020

Morgan Stanley Private Bank, National Association

New York, NY
11/2020 → 07/2021

Waddell & Reed, Inc.

The Woodlands, TX
11/2020 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

The Woodlands, TX
07/2021 → Present

Lpl Financial Llc

The Woodlands, TX

11/2020-PRESENT; VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES; THE WOODLANDS, TX; NOT INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-21
S63	Uniform Securities Agent State Law Examination	1993-02-17