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24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-06 |
Branch Locations
Stony Brook, NY • United States
24 West 40Th Street 15Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J&W Seligman & Co Incorp | New York | NY | 01/1997 | Present |
| Seligman Advisors, Inc. | New York | NY | 02/1997 | Present |
| Ritholtz Wealth Management | New York | NY | 11/2015 | Present |
| Realsmartica, Inc. | Stony Brook | NY | 06/2010 | Present |
1.RealSmartica, Inc. 2.Investment-Related 3.8 North Rd., Stony Brook, NY 4.Focuses on education on financial matters such as budgeting, wealth building strategies and college selection/funding. Owner/President 5.06/2006 6.20% of her time 7.Up to 20% of her time 8.Includes freelance writing, publishing and providing educational or investment-related research articles and/or newsletters to non-investment management clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-26 |
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