Frederick J. Fifield Vi

Palm Harbor, FL

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-07-28
TX	RA	APPROVED_RES	2014-02-11
IA	RA	APPROVED	2009-06-01

FL RA
APPROVED

Since 2022-07-28
TX RA
APPROVED_RES

Since 2014-02-11
IA RA
APPROVED

Since 2009-06-01

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Palm Harbor	FL	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Palm Harbor, FL
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2000-12-04 → 2009-06-01

Citigroup Global Markets Inc.

West Des Moines, IA

West Des Moines, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-08
S63	Uniform Securities Agent State Law Examination	1987-07-24

S65 Uniform Investment Adviser Law Examination

1995-12-08
S63 Uniform Securities Agent State Law Examination

1987-07-24

Other Names

Jay Fifield
James Fredrick Fifield
F Jay Fifield
Frederick James Fifield
F. J Fifield
Frederick J. Fifield

View on SEC IAPD

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