Barbara Lee Cole

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-28
CA	RA	APPROVED	1997-10-21

TX RA
APPROVED_RES

Since 2024-06-28
CA RA
APPROVED

Since 1997-10-21

Branch Locations

Orange, CA • United States

2400 E. Katella Ave Suite 800, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Weight Watchers International	Santa Ana	CA	01/1985	Present
New York Life	Fullerton	CA	05/1987	Present
Nylife Securities Llc	Fullerton	CA	06/1987	Present
Cole Insurance & Financial Services	Brea	CA	02/2009	Present
Eagle Strategies Llc	Anaheim	CA	03/2024	Present

01/1985 → Present

Weight Watchers International

Santa Ana, CA
05/1987 → Present

New York Life

Fullerton, CA
06/1987 → Present

Nylife Securities Llc

Fullerton, CA
02/2009 → Present

Cole Insurance & Financial Services

Brea, CA
03/2024 → Present

Eagle Strategies Llc

Anaheim, CA

Other Businesses

[OPERATING UNDER THE DBA NAME OF COLE INSURANCE AND FINANCIAL SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE: 02/2009]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-18
S63	Uniform Securities Agent State Law Examination	1995-01-13

S65 Uniform Investment Adviser Law Examination

1997-09-18
S63 Uniform Securities Agent State Law Examination

1995-01-13