Robert Arthur Engels

Current Employers

Employment History

• 06/2004 → Present
  Lpl Financial, Llc
  Appleton, WI
• 11/2016 → Present
  Sequoia Wealth Management, Llc
  Appleton, WI

Other Businesses

1. 06/14/2004 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - SELLING LIMITED ANNUITIES AND LIFE INSURANCE. 2. 7/19/2005 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - INDEPENDENT INSURANCE AGENT SELLING FIXED INSURANCE PRODUCTS. 3. 11/29/2016 - Regency Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/21/2016 - 5 Hours Per Month/1 Hour During Securities Trading. 4. 7/30/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 05/01/2016 - 20 Hours Per Month/20 Hours During Securities Trading. 5. 10/7/2020 - Sequoia Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2016 - 100 Hours Per Month/75 Hours During Securities Trading - I provide investment advisory services through Sequoia Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 11/2016. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/23/2020 - Kloes Specialty Hardwoods LLC - Not Investment Related - E10885 Eulrich Road, Clintonville, WI 54929 - Other-LLC for owning a piece of equipment - Owner - Started 10/15/2020 - 8 Hours Per Month/4 Hours During Securities Trading - Sole member LLC for purpose of owning a piece of equipment. 7. 11/11/2025 - Custom Kiln Drying LLC - Other - LLC for owning a piece of equipment - Owner - Investment Related - Clintonville, WI - Start Date 09/15/2025 - 20 hours per month/ 15 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-09-01

Designations

Other Names

• Robert Arthur Engels
• Robert A Engels
• Robert Arthur Engels