John Frederick Pettina

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2024-04-26
PA	RA	APPROVED	2024-04-26
TX	RA	APPROVED	2024-04-26

AL RA
APPROVED

Since 2024-04-26
PA RA
APPROVED

Since 2024-04-26
TX RA
APPROVED

Since 2024-04-26

Branch Locations

40 N 5Th Street, Indiana, PA 15701 • United States

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Indiana	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Indiana	PA	11/2016	04/2024
&Partners, Llc	Nashville	TN	04/2024	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Indiana, PA
11/2016 → 04/2024

Wells Fargo Clearing Services, Llc

Indiana, PA
04/2024 → Present

&Partners, Llc

Nashville, TN

Previous Registrations

2002-11-11 → 2024-05-01

Wells Fargo Clearing Services, Llc

Indiana, PA

Gulf Shores, AL

Gulf Shores, AL

Dubois, PA

Other Businesses

SPARKY LLC POSITION: Member NATURE: Purchase property and renovate part of the building to serve as rental units for additional income. Income generated will be for a total of four members if it is distributed. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2025 ADDRESS: Indiana, PA 15701, United States DESCRIPTION: Member responsible for overseeing property maintenance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-12-12
S63	Uniform Securities Agent State Law Examination	1987-07-21

S65 Uniform Investment Adviser Law Examination

2001-12-12
S63 Uniform Securities Agent State Law Examination

1987-07-21

View on SEC IAPD