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Carol Sullivan Reynolds

Morgan Stanley

Charlotte, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-14
NC RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-06-14
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Charlotte NC 06/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Charlotte, NC
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-21
S63 Uniform Securities Agent State Law Examination 1993-03-23
  • S66 Uniform Combined State Law Examination
    2006-09-21
  • S63 Uniform Securities Agent State Law Examination
    1993-03-23
Other Names
  • Carol Lynne Sullivan
  • Carol Lynne Sullivan
  • Carol Sullivan Weiner

View on SEC IAPD

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