William Brien Shea

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2010-07-06
TX	RA	APPROVED_RES	2006-07-18
CT	RA	APPROVED	2000-05-11

NH RA
APPROVED

Since 2010-07-06
TX RA
APPROVED_RES

Since 2006-07-18
CT RA
APPROVED

Since 2000-05-11

Branch Locations

2 Pickwick Plz, Greenwich, CT 06830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wbs Trading Llc	Greenwich	CT	01/1999	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greenwich	CT	01/2001	Present
Bank Of America, N.A.	Greenwich	CT	12/2009	Present

01/1999 → Present

Wbs Trading Llc

Greenwich, CT
01/2001 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwich, CT
12/2009 → Present

Bank Of America, N.A.

Greenwich, CT

Other Businesses

I*81406 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST. MICHAEL'S CHURCH INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NORTH STREET, GREENWICH, CONNECTICUT 6830 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/1/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE AS A MEMBER OF THE PARISH FINANCE COMMITTEE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-31

S66 Uniform Combined State Law Examination

2000-03-31