Raymond L. Chase

Current Employers

Employment History

• 04/2012 → 04/2025
  Ubs Financial Services Inc.
  Bedminster, NJ
• 04/2025 → Present
  Rockefeller Financial Llc
  Ponte Vedra, FL
• 04/2025 → Present
  Rockefeller Capital Management
  Ponte Vedra, FL

Previous Registrations

• 2012-04-27 → 2025-04-25
  Ubs Financial Services Inc.
  Warren, NJ
  Florham Park, NJ
  Ponte Vedra Beach, FL
• 1997-07-15 → 2012-05-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chester, NJ

Other Businesses

1) Fort Ticonderoga Association/ investment related?: no/ Ticonderoga, New York, 12883/advise and support executive director, vote on issues facing the organization/ Fort Ticonderoga is a museum, cultural destination, historic site, and educational organization./start date: 1/21/2022 2) Arcady Bay Estates; Non-investment related; Hague, NY; Trustee; 07/05/2019; 1 hours a month and 0 hours during trading hours; Audit item needed to be disclosed and approved.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-04-09
• S63 Uniform Securities Agent State Law Examination
  1987-08-04

Designations

Other Names

• Ray Chase
• Raymond Lasson Chase