Randall Carroll Gillespie

Current Employers

Intrua Financial

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-09

TX RA
APPROVED

Since 2021-01-09

Branch Locations

Houston, TX • United States

3737 Buffalo Speedway Suite 400, Houston, TX 77098 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Houston	TX	07/2013	01/2022
Private Advisor Group, Llc	Houston	TX	06/2013	04/2021
Intrua Financial	Houston	TX	01/2021	Present

07/2013 → 01/2022

Lpl Financial Llc

Houston, TX
06/2013 → 04/2021

Private Advisor Group, Llc

Houston, TX
01/2021 → Present

Intrua Financial

Houston, TX

Previous Registrations

2013-07-02 → 2021-04-12

Private Advisor Group, Llc

Houston, TX

Morristown, NJ
2000-12-01 → 2013-07-17

Concourse Financial Group Securities, Inc.

Houston, TX

Houston, TX

Houston, TX

Other Businesses

1. 12/11/2015 - Randy C. Gillespie & Associates, Inc. - Investment Related - At Reported Business Location(s) - DBA for tax purposes and insurance trailers - Started 04/01/2015 - 0 Hours Per Month/0 Hours During Securities Trading. This outside business activity ended on 02/10/2025.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-08
S63	Uniform Securities Agent State Law Examination	1987-09-16

S65 Uniform Investment Adviser Law Examination

2002-01-08
S63 Uniform Securities Agent State Law Examination

1987-09-16

Other Names

Randy Gillespie

View on SEC IAPD