Reginald Alan Hammonds

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
NJ	RA	APPROVED	2017-10-13

NY RA
APPROVED

Since 2021-07-27
NJ RA
APPROVED

Since 2017-10-13

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Final Score Mgmt.	Jersey City	NJ	10/1994	10/2017
Fahnestock & Co. Inc.	New York	NY	01/2002	10/2017
Wells Fargo Clearing Services Llc	New York	NY	10/2017	Present

10/1994 → 10/2017

Final Score Mgmt.

Jersey City, NJ
01/2002 → 10/2017

Fahnestock & Co. Inc.

New York, NY
10/2017 → Present

Wells Fargo Clearing Services Llc

New York, NY

Previous Registrations

2007-08-30 → 2017-10-20

Oppenheimer & Co. Inc.

New York, NY

New York, NY

New York, NY

Other Businesses

AUTHOR; NON INV RELATED; JERSEY CITY, NJ; LIL DIAMONDS-BASEBALL GEMS IN THE MAKING!; START: 2014; 4 HRS/MO; 0 DURING TRADING.; LIL DIAMONDS ACTIVEWEAR, INV RELATED, JERSEY CITY, NJ, 100% OWNERSHIP, START: 11/05/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-09
S63	Uniform Securities Agent State Law Examination	1988-11-23

S65 Uniform Investment Adviser Law Examination

2007-10-09
S63 Uniform Securities Agent State Law Examination

1988-11-23

Other Names

Reggie Hammonds

View on SEC IAPD