Cinda L Collins

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-12-12

MN RA
APPROVED

Since 2019-12-12

Branch Locations

950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	03/1998	11/2019
Wells Fargo Clearing Services Llc	Minneapolis	MN	12/2019	Present

03/1998 → 11/2019

Rbc Capital Markets, Llc

Minneapolis, MN
12/2019 → Present

Wells Fargo Clearing Services Llc

Minneapolis, MN

Previous Registrations

2006-06-12 → 2019-11-22

Rbc Capital Markets, Llc

Minneapolis, MN

Minneapolis, MN

Minneapolis, MN

Other Businesses

CO-TRUSTEE FOR SPOUSE'S TRUST, INV RELATED, CRYSTAL BAY, MN, START: 1/14/2020, 1 HR/MONTH, 1 HR DURING TRADING. LOAN, INV RELATED, AUSTIN, TX, START: 1/14/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-20
S63	Uniform Securities Agent State Law Examination	1992-10-07

S65 Uniform Investment Adviser Law Examination

2006-06-20
S63 Uniform Securities Agent State Law Examination

1992-10-07

Other Names

Cinda Louise Johnsoncollins
Cinda Louisa Johnsoncollins
Cinda L Johnson Collins
Cinda Johnson Collins
Cinda Collins

View on SEC IAPD