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Richard Bruce Graham

Lifecare Retirement Solutions Inc.

New Castle, IN

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Current Employers
Lifecare Retirement Solutions Inc.

New Castle, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-01-05
  • IN RA
    APPROVED
    Since 2018-01-05

Branch Locations

New Castle, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lifecare Retirement Solutions Indianapolis IN 01/2009 Present
Vantage Advisors Llc Raleigh NC 10/2010 03/2017
Gradient Advisors, Llc Arden Hills MN 04/2017 12/2017
Lifecare Retirement Solutions, Inc. New Castle IN 01/2018 Present
Redclaw Crayfish Usa, Llc New Castle IN 01/2017 Present
Asea New Castle IN 08/2016 Present
Richard B. Graham, Sole Proprietor New Castle IN 04/1989 Present
  • 01/2009 → Present
    Lifecare Retirement Solutions
    Indianapolis, IN
  • 10/2010 → 03/2017
    Vantage Advisors Llc
    Raleigh, NC
  • 04/2017 → 12/2017
    Arden Hills, MN
  • 01/2018 → Present
    New Castle, IN
  • 01/2017 → Present
    Redclaw Crayfish Usa, Llc
    New Castle, IN
  • 08/2016 → Present
    Asea
    New Castle, IN
  • 04/1989 → Present
    Richard B. Graham, Sole Proprietor
    New Castle, IN
Previous Registrations
  • 2017-04-10 → 2017-12-31
    New Castle, IN
    Arden Hills, MN
  • 2010-10-05 → 2017-03-01
    Vantage Advisors, Llc
    New Castle, IN
    Carmel, IN
Other Businesses

1) REDCLAW CRAYFISH USA, LLC WHICH IS A CRAYFISH HATCHERY PRODUCING PRODUCT FOR THE RESTAURANT INDUSTRY. GRAHAMLAND, LLC FOR WHICH I AM THE ONLY MEMBER, RECEIVES RENTAL INCOME FROM REDCLAW HATCHERY USA, LLC AS ITS LANDLORD. I DEVOTE 30 HOURS PER WEEK TO RECLAW CRAYFISH USA, LLC. 2)Asea - 4162 E County Road 550 N, New Castle, IN 47362 - Independent Consultant - Network Marketing - Start Date: 1998 - 2 hrs/month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-19
S63 Uniform Securities Agent State Law Examination 1987-08-04
  • S65 Uniform Investment Adviser Law Examination
    1997-09-19
  • S63 Uniform Securities Agent State Law Examination
    1987-08-04
Designations
Other Names
  • Rick Graham
  • Richard B Graham

View on SEC IAPD

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