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New Castle, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-01-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lifecare Retirement Solutions | Indianapolis | IN | 01/2009 | Present |
| Vantage Advisors Llc | Raleigh | NC | 10/2010 | 03/2017 |
| Gradient Advisors, Llc | Arden Hills | MN | 04/2017 | 12/2017 |
| Lifecare Retirement Solutions, Inc. | New Castle | IN | 01/2018 | Present |
| Redclaw Crayfish Usa, Llc | New Castle | IN | 01/2017 | Present |
| Asea | New Castle | IN | 08/2016 | Present |
| Richard B. Graham, Sole Proprietor | New Castle | IN | 04/1989 | Present |
1) REDCLAW CRAYFISH USA, LLC WHICH IS A CRAYFISH HATCHERY PRODUCING PRODUCT FOR THE RESTAURANT INDUSTRY. GRAHAMLAND, LLC FOR WHICH I AM THE ONLY MEMBER, RECEIVES RENTAL INCOME FROM REDCLAW HATCHERY USA, LLC AS ITS LANDLORD. I DEVOTE 30 HOURS PER WEEK TO RECLAW CRAYFISH USA, LLC. 2)Asea - 4162 E County Road 550 N, New Castle, IN 47362 - Independent Consultant - Network Marketing - Start Date: 1998 - 2 hrs/month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-04 |
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