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Current Employers
Henley & Company Wealth Management Llc

506 Rxr Plaza, Uniondale, NY 11556 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-10
  • NY RA
    APPROVED
    Since 2021-11-10

Branch Locations

506 Rxr Plaza, Uniondale, NY 11556 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Henley & Company Llc Uniondale NY 01/2005 Present
Henley & Company Wealth Management Llc Uniondale NY 11/2021 Present
Other Businesses

HENLEY & COMPANY WEALTH MANAGEMENT LLC, 506 RXR PLAZA UNIONDALE, NY, USA, 11556, NATURE OF THE BUSINESS: INVESTMENT ADVISORY, START DATE: 11/01/2021, TITLE: REGISTERED INVESTMENT ADVISOR, 5 HOURS PER WEEK, DURING NORMAL BUSINESS HOURS: YES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-29
S63 Uniform Securities Agent State Law Examination 1987-07-30
  • S65 Uniform Investment Adviser Law Examination
    2021-10-29
  • S63 Uniform Securities Agent State Law Examination
    1987-07-30

View on SEC IAPD

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