Best Investors Account Sign in
Current Employers
Hughes Wealth Management Incorporated

Hermosa Beach, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

Hermosa Beach, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Concorde Investment Services, Llc Troy MI 06/2013 06/2022
Concorde Asset Management, Llc Troy MI 06/2013 06/2022
Hughes Wealth Management Incorporated Hermosa Beach CA 07/2022 Present
Previous Registrations
  • 2013-07-01 → 2022-07-06
    Hermosa Beach, CA
  • 2010-05-13 → 2013-07-10
    Arque Capital, Ltd.
    Scottsdale, AZ
    Scottsdale, AZ
    Redondo Beach, CA
    Hermosa Beach, CA
  • 2008-09-02 → 2009-11-10
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2007-03-06 → 2008-09-05
    Pension Planners Securities, Inc.
    Los Angeles, CA
    Sacramento, CA
  • 2004-02-05 → 2006-12-08
    Century City, CA
    Los Angeles, CA
  • 2002-08-23 → 2003-10-06
    Los Angeles, CA
Other Businesses

Independent Insurance Agent, Sole Proprietor, Start: 06/2022, 1111 2nd Street, Hermosa Beach, CA 90254, Insurance Agent, Not investment related, 5-10 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-22
S63 Uniform Securities Agent State Law Examination 1988-01-22
  • S66 Uniform Combined State Law Examination
    2002-08-22
  • S63 Uniform Securities Agent State Law Examination
    1988-01-22
Other Names
  • Gary Hughes

View on SEC IAPD

More in Hermosa Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor