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Hermosa Beach, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concorde Investment Services, Llc | Troy | MI | 06/2013 | 06/2022 |
| Concorde Asset Management, Llc | Troy | MI | 06/2013 | 06/2022 |
| Hughes Wealth Management Incorporated | Hermosa Beach | CA | 07/2022 | Present |
Independent Insurance Agent, Sole Proprietor, Start: 06/2022, 1111 2nd Street, Hermosa Beach, CA 90254, Insurance Agent, Not investment related, 5-10 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-22 |
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