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Current Employers
Capital Planning Associates, Incorporated

750 Route 73 South Suite 105B, Marlton, NJ 08053 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

525 Route 73 North Suite 218, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Planning Associates, Inc. Marlton NJ 02/1991 Present
Captive Planning Associates Llc Marlton NJ 05/2007 Present
Fsc Securities Corp Marlton NJ 08/2010 05/2018
  • 02/1991 → Present
    Capital Planning Associates, Inc.
    Marlton, NJ
  • 05/2007 → Present
    Captive Planning Associates Llc
    Marlton, NJ
  • 08/2010 → 05/2018
    Fsc Securities Corp
    Marlton, NJ
Previous Registrations
  • 2007-08-13 → 2010-06-30
    National Planning Corporation
    Marlton, NJ
Other Businesses

1) INVESTMENT ADVISORY SERVICES OFFERED THROUGH CAPITAL PLANNING ASSOCIATES, INCORPORATED (A NEW JERSEY-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE; 525 ROUTE 73 NORTH, STE 218 MARLTON, NJ, 08053 2) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; 3) CAPTIVE PLANNING ASSOCIATES, LLC, PRESIDENT, CEO, FIVE GREENTREE CENTRE, 525 RT 73 NORTH SUITE 218 MARLTON NJ 08053, 01/2007-PRESENT, 35 HRS/WK (35 HRS DURING SECURITIES TRADING HRS), NOT INVESTMENT RELATED 4) CAPTIVE PLANNING RESOUCES, LLC (CPR) CPR OWNS: ALLEGIANCE ASSURANCE LLC AND OMNI INS CO, YES, 1925 LOVERING AVE., WILMINGTON, DE 19806, CORP-LLC, PARTNER, 2010/2011, 3HRS/MONTH DURING SECURITIES TRADING HRS, 3HRS DT, MANAGERIAL NOT INVESTMENT RELATED. 5) JPAT TEANECK, LLC POSITION: Member Manager NATURE: LLC - Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2014 ADDRESS: Five Greentree Centre, 525 Rt 73 No., Ste 218, Marlton NJ 08053, United States DESCRIPTION: N/A

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-16
  • S63 Uniform Securities Agent State Law Examination
    1987-09-16

View on SEC IAPD

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