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James Joseph Albanese

Henley & Company Wealth Management LLC

Uniondale, NY

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Current Employers
Henley & Company Wealth Management Llc

506 Rxr Plaza, Uniondale, NY 11556 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
CT RA APPROVED 2020-01-13
  • NY RA
    APPROVED
    Since 2021-03-29
  • CT RA
    APPROVED
    Since 2020-01-13

Branch Locations

506 Rxr Plaza, Uniondale, NY 11556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Henley & Company Llc Uniondale NY 09/2004 Present
Henley & Company Wealth Management Llc Uniondale NY 02/2019 Present
Henley & Company Wealth Management Llc Uniondale NY 09/2007 Present
Previous Registrations
Other Businesses

I HANDLE TRADING AND ASSIST WITH SUPERVISION OF HENLEY & COMPANY WEALTH MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-19
S63 Uniform Securities Agent State Law Examination 1989-05-01
  • S66 Uniform Combined State Law Examination
    2018-12-19
  • S63 Uniform Securities Agent State Law Examination
    1989-05-01
Other Names
  • James Jospeh Albanese

View on SEC IAPD

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