John Harvey Heil

Current Employers

Employment History

• 04/2013 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 04/2013 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 12/2023
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 12/2023
  Cetera Advisors Llc
  Carlsbad, CA
• 12/2023 → Present
  Osaic Wealth, Inc.
  Carlsbad, CA

Previous Registrations

• 2020-11-12 → 2023-12-11
  Cetera Investment Advisers Llc
  Carlsbad, CA
• 2013-04-12 → 2020-11-12
  First Allied Advisory Services, Inc.
  Carlsbad, CA
• 2008-12-08 → 2013-04-24
  National Planning Corporation
  Carlsbad, CA
  Los Angeles, CA
• 2005-10-31 → 2008-12-19
  Osaic Services, Inc.
  Carlsbad, CA
  Carlsbad, CA
  Carlsbad, CA
• 2004-08-30 → 2006-02-09
  Cole Financial, Llc
  Carlsbad, CA
• 2003-05-29 → 2005-10-31
  Sentra Securities Corporation
  Carlsbad, CA
• 2001-05-30 → 2003-05-29
  Piper Sandler & Co.
  La Jolla, CA

Other Businesses

1.) CERTIFIED DIVORCE FINANCIAL ANALYST; PRINCIPAL; CONSULTING; START DATE 06/01/2010; 20 HOURS PER MONTH. 2.) MARKET CAPITAL MANAGEMENT; AGENT; INSURANCE; START DATE 12/10/2013; 20 HOURS PER MONTH. 3.) MGM FINANCIAL SERVICES, INC DBA MCM HOME LOANS; REAL ESTATE; REAL ESTATE BROKER, OWNER; REAL ESTATE(AGENT/BROKER/DEVELOPER); START DATE: 03/28/2012; 20 HOURS A MONTH. 4.) MCM FINANCIAL SERVICES; PRESIDENT; MORTGAGE/BANKING; START DATE 04/01/2013; 40 HOURS PER MONTH. 5.) MARKET CAPITAL MANAGEMENT; PRESIDENT; DBA; START DATE 04/01/2013; 12 HOURS PER MONTH. 6.) JHH Financial; Owner; Holding Company or Tax/Bill payment Entity; start date 05/01/2008; 4 hours per month. 7.) C2 FINANCIAL CORP; MORTGAGE/BANKING; BROKER ASSOCIATE, LOAN OFFICER; START DATE 10/05/2015; 60 HOURS A MONTH. 8.) RENTAL UNIT; OWNER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE: 09/01/2017; 4 HOURS PER MONTH. 9. MARKET CAPITAL MANAGEMENT POSITION: N/A NATURE: Sub let office INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 2906 Roosevelt St, Carlsbad CA 92008, United States DESCRIPTION: sublet office space 10. TKE EDUCATIONAL FOUNDATION POSITION: Board Member NATURE: Charitablr Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2026 ADDRESS: 7439 Woodland Dr #100, Indianapolis IN 46278, United States DESCRIPTION: Board Member. We meet twice a year

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-08
• S63 Uniform Securities Agent State Law Examination
  1987-07-28

Other Names

• John Heil