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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-08-12 |
| CT | RA | APPROVED | 2022-06-09 |
| TX | RA | APPROVED_RES | 2022-06-09 |
Branch Locations
Charlestown, RI • United States
Essex, CT • United States
180 Glastonbury Blvd Suite 205, Glastonbury, CT 06033 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ansonia | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ansonia | CT | 11/2016 | 06/2022 |
| Wells Fargo Advisors Financial Network, Llc | Glastonbury | CT | 06/2022 | Present |
CATALYST ASSET & WEALTH MANAGEMENT GROUP LLC, INV RELATED, GLASTONBURY, CT, 100% OWNERSHIP, START 6/10/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR CAWMG PLAN 401K, INV RELATED, GLASTONBURY, CT, START: 1/1/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-08 |
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